failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore

FORM 56-REIT1 : Annual Registration Statement (Attach Notification Tor Jor. 20/2561)

sessions, either in the morning or afternoon.  ** Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the

March 2020. ______________________Notes: *  Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital

short-term structured notes in accordance with the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes shall be filed in

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013

failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited Prapai from performing duties as branch manager in charge of capital market business and

committing misconduct. {B}’s act was deemed a failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited {B} from performing duties as branch manager in

such bond; (5) “structured note” means a structured note under the Notification of the Capital Market Supervisory Board concerning Application for and Approval of Offer for Sale of Newly Issued

market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex