=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating

Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators https://secsearch.sec.or.th/?search=%E0%B8%AA%E0%B8%B4%E0%B8%99%E0

reasonable and appropriate in terms of shareholders’ benefits in the long run.Given the IFAs’ comments on OTO’s proposed transactions as neither reasonable nor worthwhile, which are material issues that may

Institute is committed to raising ethical and professional standards across the investment industry, including empowering investment professionals to effectively incorporate material ESG factors into their

The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes

inside information in case of companies in financial sector can indicate the direction of listed companies? earning management while material information concerning corporate governance is the number of

violating Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of  the Securities and Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate

and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management ______________________ To assure investors that the

1 No. CC20190805ELE August 13, 2019 Subject Report of the Resolutions of Board of Directors’ Meeting No.3/2019 To President The Stock Exchange of Thailand The Board of Directors’ meeting of Cal-Comp

the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of