with access to inside information and the number of directors indicated direction of the earning management of listed companies, especially for those in financial sector. Dr. Nattawoot Koowattanatianchai
อุตสาหกรรม (sector) ตามกิจการโครงสร้างที่ Infrastructure Fund นั้นไปลงทุน เช่น ลงทุนในกิจการระบบขนส่ง จัดอยู่ใน sector ขนส่งและโลจิสติกส์ เป็นต้น หรือสามารถจัดประเภทเป็นกองทุนรวมพิเศษที่มีการลงทุนใน
audit committees so that they will be able to perform duties more forcefully, and encourages listed firms to join the Anti-Corruption Organization of Thailand, a proactive initiative of the private sector
การทุจริต (Thailand’s Private Sector Collective Action Coalition Against Corruption : “CAC”) ซึ่งดำเนินการโดยสมาคมส่งเสริมสถาบันกรรมการบริษัทไทย (Thai Institute of Directors
13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which
from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with
explanation in person or submit further documents as seen appropriate within a specified period of time. In such case, the period from the date on which the SEC Office gives such instruction to the date on
explanation in person or submit further documents as seen appropriate within a specified period of time. In such case, the period from the date on which the SEC Office gives such instruction to the date on
instruction to the date on which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold
company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which the action take place