cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of The Office of the Securities and Exchange Commission No

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of The Office of the Securities and Exchange

accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28/1 Apart from stated in this, the SEC Office has the power to issue any specify

that its personnel who provide services for derivative broker perform in accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28

its personnel who provide services for derivative broker perform in accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28/117

respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a

-2741-5700-5/Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 015/62 April 9, 2019 Subject : Notification for Resolution of Board of Director's Meeting No. 3/2019 regarding the Acquisition and

shall supervise and control its employee to comply with this Notification and the code of conduct prescribed by the securities company for the implementation of this Notification. Clause 25/1. 31 In

implementation of this Notification. Clause 25/1. 31 In addition to these specific rules identified the Office shall have the power to prescribe rules, conditions, and procedures in details pertaining to related