value to deceive any persons about financial condition and performance of the companies.  The said persons were (1) {A}, GSTEL director and executive & GJS director, (2) {B}, GSTEL executive, (3) {C

three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

processing and confirming the redemption orders in violation of the tax terms;             (3) In the case of {C}, she was found to approve the redemption orders in the Bank’s investment unit trading system

0107558000407 w w w . g e t a b e c b o i l e r . c o m GETABEC Publ ic Company Limi ted, 335/7 Sr inakarin Road, Nongbon, Pravet, Bangkok 10250, Tel : (66) 02 366 0400 Fax : (66) 02 366 0399

Functional drinks market grew 6.6% YoY. C-Vitt, our strong No. 1 brand outperformed the market with the record high market share at 33.9% (+1190 bps YoY). Even though the functional drinks market grew at

(b) increase in portion sale of high margin products mix and (c) In 2018, had write off in bad debt of oversea account receivables Business Plan 2020 In 2020, TACC aims to continue to grow by creating

. KorChor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and

.Thai Juristic Persons Thai Juristic Persons 543,892.51 1.Short-term Debt Securities Short-term Debt Securities 327,830.07 1.Thai Investors Thai Investors 327,780.07 Institutions 257,599.59 High Net Worth

securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation