whose names appear on the register of unitholders on the dissolution date of the mutual fund money or assets remaining after the payment of debts; (5) applying for registration of the dissolution of the
. Notification of the Securities and Exchange Commission No. KorNor. 1/2554 Re: Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund
SEC’s further investigation, has found that between 2021-2022 Teerasak had his clients transferred money into his own bank account and/or had their cash exploited, having them informed that such money
? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and
securities underwriter after an offer for sale of the underwritten securities so that the underwriter shall be able to allocate shares in excess of the underwriting amount. Such proceeding will increase the
the market as well The total number of money transfer transactions was 5.8 mn, an increase of 864% YoY Business Overview 4Q16 1Q17 2Q17 3Q17 4Q17 2016 2017 %YoY Total usage amount through “Boonterm
funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in https://www.sec.or.th/EN/pages/lawandregulations/nav.aspx English (United
, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company
for country funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages