appointed as a coordinator for information relating to the said director and executive. Name Title Signature* 1. 2. * Authorized signatory of the company shall sign this Form and affix the corporate seal
Account can download the Application Form at https://www.sec.or.th/ca, fill in, sign and submit the Form to the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the
time to rectify the form or additionally deliver evidentiary documentation as specified by the SEC Office. Name Title Signature* 1. 2. * Authorized signatory of the company shall sign this Form and affix
by US-China trade dispute. SET index that skyrocketed to make record high at 1,852.51 on 27 February 2018 subsequently nosedived to mark its annual low at 1,546.62 on 27 December 2018 before bouncing
, allegation, dispute and clarification provided by the person under consideration (if any) for the Quality Assurance Review Panel’s consideration in giving opinions or recommendations and, if requested by the
2535 (1992)]. (6) providing properly any channel to resolve disputes as specified in the guideline of Working Group on Dispute Resolution and Enforcement Mechanism or other measures other than court
shall sign its name in risk disclosure statement to certify that it gave explanation of risks in derivatives trading to the customer, as well as to arrange its customer to sign his/her name in the
with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker shall sign its name in risk