the fund maintenance rules under Clause 15 of the SEC Notification No. Kor Thor. 19/2561; (2) Rectify the management and personnel structures to ensure appropriateness and adequacy for efficient
reference. PAGE 2 Notification of the Capital Market Supervisory Board No. Tor Dor. 67/2552 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities _________________ By virtue of Section 16/6 of
reference. Notification of the Capital Market Supervisory Board No. Tor Dor. 67/2552 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities _________________ By virtue of Section 16/6 of the
Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) SEC Complaint Center Resources for Investors fb Start-to-Invest Investor Alert Investor Alert e-service
reference. 11 Notification of the Capital Market Supervisory Board No. TorThor. 43/2552 Re: Custody of Clients’ Assets by Securities Companies _________________ By virtue of Section 16/6 of the Securities and
reference. Notification of the Capital Market Supervisory Board No. TorThor. 43/2552 Re: Custody of Clients’ Assets by Securities Companies _________________ By virtue of Section 16/6 of the Securities and
supervision of internationally-recognized regulator as specified in the Notification of the Office of the Securities and Exchange Commission No. SorChor. 30/2558 Re: Approval of Foreign Auditors dated April 9
1 25 July 2019 Subject: Notification of the Postponement of the Extraordinary General Meeting of Shareholders No. 1/2019 and the change of the date on which the names of recorded shareholders are
securities; (8) a company whose securities are traded in a securities trading center; (9) a trust under the Law on Trust for Transactions in the Capital Market. Clause 4 This Notification shall not apply in