application for approval for offer for sale of the debt securities, the applicant had been subject to a final court judgment on the basis of an offense related to assets particularly due to deceitful
assets in accordance with the principle of fairness and consistency for all funds under its supervision, as specified by the rules and procedures of the Association upon the approval of the Office; (h
perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Office
. (“Gofive”) Details of the transaction are presented as follows: Transaction Date After the approval from the Board of Directors Related Parties and their Relationship with the Company Seller of the share
public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital
/News_Detail.aspx?SECID=9892 SEC public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the