business efficiently. Such personnel must possess suitable knowledge, competency, and experience, as prescribed in Clause 8 and Clause 10 of the SEC Notification No. Kor Thor. 19/2561; (3) Establish a
business operations. Such personnel must have appropriate knowledge, competency and experience in accordance with Clause 8 and Clause 10 of the SEC Notification No. Kor Thor. 19/2561; and (3) Rectify the
, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their
professionals, enticing investments in stocks and digital assets with seemingly low investment amounts and unrealistically high returns. The schemes claim that investing requires little to no knowledge and is
Fidler, CFA Institute, Head, Global Industry Standards said: “CFA Institute would like to commend CFA Society Thailand and the SEC on their commitment in developing knowledge, skills, and ESG investment
/SustainableFinance. Additionally, more details of Thai ESGX are available at: https://www.sec.or.th/TH/Pages/KnowledgeCapitalMarket/Knowledge-CapitalMarket-THAIESGX.aspx *** According to the Ministerial Regulation No
personal data protection for life insurance business, insurance business and insurance assessors, assessment of corporate readiness, legal compliance and security protection and the building of knowledge
criteria for the trading of shares by SMEs and startups on secondary markets. It expects to allow investors on secondary markets, who have knowledge and understanding of SMEs and startups, to invest and
involving laws in Thailand, and exchange aspects from practitioners for digital asset consideration. “SEC will be an agency which opens for comments, enriches knowledge for all relevant parties, holds
arenas and builds confidence of Thai and foreign investors, (2) creating proactiveness and expanding knowledge of Thai capital market personnel regarding international market developments, (3