หรือเพื่อการใหคําแนะนําเบื้องตนเพื่อใหลูกคาเขาใจความสําคัญในการจัดสรร และกําหนดสดัสวนการลงทนุหรือการทําธุรกรรมในผลิตภัณฑในตลาดทุนที่เหมาะสม (basic asset allocation)” ขอ 3 ใหบุคคลที่ไดรับความ
information to investors who previously received former information, unless such amended information relates to the details of the offered units, or the subscription, distribution and allocation of the offer
by such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and
Office shall have the power to prescribe rules, conditions and procedures in detail related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the
related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the compliance therewith. Clause 23 In the case where the SEC Office finds that any
rules, conditions, and procedures in detail relating to the matters specified in this Notification to provide clarity on compliance and to facilitate the inspection of such compliance by the SEC Office
, conditions, and procedures in detail relating to the matters specified in this Notification to provide clarity on compliance and to facilitate the inspection of such compliance by the SEC Office. Clause 10 In
rules, conditions and procedures in details concerning the provision of this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case
concerning the provision of this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case where it appears to the Office that the securities