? futures trading orders through an account linked to him at another broker for his personal gain.  This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of

Novermber at 17.41 hours (after SET closing). His misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992).   

regulations and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments through the website, through the phone

marketing campaign.? The draft regulations and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments through

SEC may extend the timeframe for the arbitration process.The draft regulation and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the

in the latest four consecutive quarters.  The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval

channel for REIT to obtain a loan at a lower cost with more flexibility while more financial product variety will serve investors with further investment choices. In addition, the new regulations will help

Bangkok, October 30, 2014 ? The SEC was elected to be a member of International Organization of Securities Commission (IOSCO) Board at the annual meeting of the IOSCO held in Brazil on September 28

, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing

down the business or delist SPSU shares from the SET. Later, SPI launched a tender offer to purchase SPSU shares at the price higher than the market price during such period.  The said actions were in