8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899 4.8713 3.7185 11/03/2021 8.5899 4.8713 3.7185 246009462103-1 7UP PHAHANA INVESTOR
1 AT JSP 60/09/02 28 September, 2017 Subject Notification of the Subsidiary capital increase. To The President The Stock Exchange of Thailand The Board of Director’s Meeting No. 10/2017 of J.S.P
10.1379 246009802103-1 7UP Mr. Somyot Poompanmoung Acquisition Stock 4.5081 3.7185 8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899
first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities
million and Baht 341 million, respectively, decrease by Baht 186 million). The major reason came from the expenses allocation from administrative expense to be tolling service expense. Other Expenses Other
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities