ชื่อผู้ได้มา/จำหน่าย :?นาย เจริญ สิริวัฒนภักดี คุณหญิง วรรณา สิริวัฒนภักดี GOLDEN CAPITAL (SINGAPORE) | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 24/07/2562
ชื่อผู้ได้มา/จำหน่าย :?AVENUE ASIA CAPITAL PARTNERS, L.P AVENUE ASIA INTERNATIONAL LIMITED AVENUE ASIA INVESTMENTS FUND, L.P. AVENUE ASIA SPECIAL SITUATIONS FUND II.L.P. | ประเภทหลักทรัพย์ : หุ้น
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
. Notification of the Capital Market Supervisory Board No. Tor Jor. 16/2558 Re: Issuance and Offer for Sale of Newly Issued Depositary Receipts ________________________ By virtue of Section 16/6 of the Securities
over the opening ceremony and delivered a keynote address on the topic, "Policies and Directions for the Development of the Thai Capital Market." On this occasion, SEC Chairman, Dr. Pichit Akrathit
holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital