-inclusive: CRAs and regulators should consider whether or not additional measures may be necessary to properly implement the Principles in a specific jurisdiction. Further, the IOSCO CRA Code is not designed

การซื้อขายหลักทรัพย (Excluding Broker Commission) คาธรรมเนียมขางตนรวม ภาษีมูลคาเพิ่ม, ภาษีธุรกิจเฉพาะ และภาระภาษีอ่ืนใดที่เก่ียวของแลว (Including Value Added Tax, Specific Business Tax and

Tax, Specific Business Tax and Relevant Tax (if any)) ** คาจดหมายขาว, สารประชาสัมพันธ, รายงานประจําป และอื่น ๆ (Newsletter&Leaflet&Annual&ETC.) เปนจํานวนเงิน 0.10 บาท (หนวย : พันบาท) หรือคิดเปนร

างตนรวม ภาษีมูลคาเพิ่ม, ภาษีธุรกิจเฉพาะ และภาระภาษีอ่ืนใดที่เก่ียวของแลว (Including Value Added Tax, Specific Business Tax and Relevant Tax (if any)) ** คาจดหมายขาว, สารประชาสัมพันธ, รายงานประ

Chapter shall have a specific name for the purpose of making a reference to each issuance of sukuk. The name of such sukuk shall clearly indicate the year of maturity and the special characteristics of such

considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to

information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this

. Applicable Law Identify the law applicable to the debt securities being publicly offered and/or listed. III. RISK FACTORS 1. The registration statement shall prominently disclose risk factors that are specific

FACTORS 1. The registration statement shall prominently disclose risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly

-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...