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ตามที่สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้เปิดโครงการ Digital Asset Regulatory Sandbox ให้ผู้ที่สนใจสามารถนำนวัตกรรมบริการธุรกิจสินทรัพย์ดิจิทัลเข้าทดสอบการให้บริการ โดย

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=11573

SEC public hearing on proposed amendments to the qualifications and prohibited characteristics of applicants for digital asset business licenses and related persons

In October 2024, the SEC Board approved a public hearing on the proposed principles for amending the Notification of the Ministry of Finance regarding Digital Asset Business Licensing B.E. 2561

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11321

SEC files a criminal complaint against former directors, executives and their associates with DSI for fraud and asset misappropriation causing damage to AJD

Pipat. The acts of Amorn and Pipat were deemed an dishonest breach of duties offense, an asset misappropriation and seeking unlawful benefits for themselves and their associates, causing damage to AJD

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10535

SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program, University of the Thai Chamber of Commerce

Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), was invited as a panelist for the discussion on "Digital Asset Regulations and Trends Affecting

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11002

SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices

The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10977

SEC pushes forward sustainable investment and climate risk management of funds, reiterating that the management of asset management companies drives the implementation of ESG in practice

by AMCs, ultimately provide investors and asset owners with positive returns in the long run. Previously, the SEC issued guidelines to support the establishment and management of Sustainable and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

The Securities and Exchange Commission (SEC) has convened a meeting with the Association of Investment Management Companies (AIMC) to discuss policy directions for developing asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10249

SEC public hearing on proposed amendments to allow asset management companies more options for monetary compensation to mutual funds in case of incorrect pricing

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the sellers who have benefited more than they should have (in an amount equal to the difference between the incorrect and correct unit prices). However, these regulations do not cover the method whereby AMCs use their own funds to pay a compensation to the affected mutual funds instead of reducing the numbe...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11991

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

SEC Secretary-General Pornanong Budsaratragoon, along with the SEC Management Team, held the joint meeting with AIMC President Chavinda Hanratanakool and senior executives from 26 asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10248

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120