Plc.) during August 2008 ? February 2009; (2) Shares of Sunshine Corporation Plc. ("SSE") (Presently Aqua Corporation Plc.) during May ? June 2009 and October ? November 2009; (3) Warrants of
any business related to capital market for two months, effective since 25 August 2017. In the case of (4), {D} used the money a client received from a fund that had reached maturity to buy units of a
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
Board No. TorThor/Nor/Khor. 58/2552 Re: Qualifications and Other Prohibited Characteristics of Directors and Executive of Securities Companies dated August 3, 2009.***A violation of Clause 20(3) of the
Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these
Plan, in accordance with the SEC’s requirements, via the online form by 15 August 2026, for further consideration by the SEC.Further details and downloadable application forms are available at
2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.** Investment
sale of goods. MANAGEMENT DISCUSSION & ANALYSIS (MD&A) Q3/2019 E X E C U T IV E S U M M A R Y F IN A N C IA L P E R F O R M A N C E F U T U R E O U T LO O K On 23 August 2019, the Company has officially
No. For. 19/2018 August 23, 2018 Subject: Capital Increase, Waiver from Mandatory Tender Offer by Using the Resolutions of Shareholders’ Meeting (Whitewash), Connected Transaction, Extension of