. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
financial statements for the year 2016 and for the first three quarters of 2017 to the SEC in accordance with the Notification of the Capital Market Supervisory Board No. Tor Jor. 44/2556. In addition, all of
, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the service. Worawat, the owner and operator of ACTPAY, was responsible for providing a notification system
different types of securities offering, to improve clarity and practicality. The notification of the amended regulations has been published in the Government Gazette and will take effect as from 1 July 2023
seeking listing on the Stock Exchange of Thailand’s LiVe Exchange. A public and stakeholder hearing on the matter was conducted during the months of May and June 2022. The SEC later issued a notification
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA
breach of duty is found. The above unprofessional acts were in violation of Clause 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of
characteristics for managing a public company limited under Clause 3 in conjunction with 4(3) of the Notification of the Securities and Exchange Commission No. KorChor. 8/2553 Re: Determination of Untrustworthy
perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws