/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained
SEC ( 22 ) Investors ( 15 ) Act and Royal Enactment ( 9 ) investor ( 8 ) Market Data ( 8 ) Strategic Plan ( 6 ) Intermediaries ( 3 ) Manual Select ( 3 ) Enforcement ( 2 ) Financial Report ( 2 ) IPO ( 1
interests of RS shareholders or the investment decision making of investors are likely to be affected. Therefore, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC has
Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings: (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the
** had purchased land for a power plant construction in a corrupt manner to seek unlawful gain. The SEC’s investigation revealed actions that could constitute offenses under the Securities and Exchange Act
conjunction with Section 244/6(2)(3) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be, in conjunction with Section 83 of the Criminal Code, with the penalties prescribed in
244/3 (1)(2) in conjunction with Section 244/5 (4) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), subject to the penalties under Section 296, Section 296/1, Section 296/2 and the civil
rights and benefits of securities holders or the decision making of investors, the SEC, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), has therefore ordered MORE to clarify
On 10 January 2024, the Central Bankruptcy Court ordered the business rehabilitation of ACAP and designated the company as the plan administrator. Pursuant to the Bankruptcy Act B.E. 2483 (1940