specific person. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in
-inclusive: CRAs and regulators should consider whether or not additional measures may be necessary to properly implement the Principles in a specific jurisdiction. Further, the IOSCO CRA Code is not designed
การซื้อขายหลักทรัพย (Excluding Broker Commission) คาธรรมเนียมขางตนรวม ภาษีมูลคาเพิ่ม, ภาษีธุรกิจเฉพาะ และภาระภาษีอ่ืนใดที่เก่ียวของแลว (Including Value Added Tax, Specific Business Tax and
Tax, Specific Business Tax and Relevant Tax (if any)) ** คาจดหมายขาว, สารประชาสัมพันธ, รายงานประจําป และอื่น ๆ (Newsletter&Leaflet&Annual&ETC.) เปนจํานวนเงิน 0.10 บาท (หนวย : พันบาท) หรือคิดเปนร
างตนรวม ภาษีมูลคาเพิ่ม, ภาษีธุรกิจเฉพาะ และภาระภาษีอ่ืนใดที่เก่ียวของแลว (Including Value Added Tax, Specific Business Tax and Relevant Tax (if any)) ** คาจดหมายขาว, สารประชาสัมพันธ, รายงานประ
Chapter shall have a specific name for the purpose of making a reference to each issuance of sukuk. The name of such sukuk shall clearly indicate the year of maturity and the special characteristics of such
considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to
information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this
. Applicable Law Identify the law applicable to the debt securities being publicly offered and/or listed. III. RISK FACTORS 1. The registration statement shall prominently disclose risk factors that are specific
FACTORS 1. The registration statement shall prominently disclose risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly