person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for derivatives and publicly
analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in Chartered Financial Analyst (CFA) or Certified
to securities investment or securities analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in
approved by the Office and having work experience in securities investment, risk management relating to securities investment or securities analysis for not less than two years within five years prior to the
วิเคราะห์ความแตกต่างระหว่างแนวทางของ IOSCO กับแนวทางของส านักงาน (gap analysis) โดยพบว่า หลักเกณฑ์ของส านักงานส่วนใหญ่ซึ่งผู้ประกอบธุรกิจสามารถปฏิบัติตามได้มีการก าหนด แนวทาง BCM เป็นไปตามมาตรฐาน IOSCO แล้ว
securities investment, risk management relating to securities investment or securities analysis for not less than two years within five years prior to the application date. (b) having obtained a certificate
monitoring and analysis of information technology systems, as detailed in Part 5. Part 1 Business Continuity Management _________________ Clause 32 Derivatives clearing houses shall ensure their readiness in
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