judgement excludes the part confirming the judgement of the Court of First Instance. This case is final in accordance with the judgement of the Appeal Court. SEC Secretary-General Ruenvadee Suwanmongkol
listed companies pursuant to the SEC Notification*. Consequently, they are prohibited from holding such positions pursuant to the SEA. In addition, the misconduct in this case may be liable to be a
impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay
investors first). This has led to a better process of product offering and the introduction of machine readable and Open API data presentation to accommodate further data analysis and value added services. In
Consultant, Private Fund Management Department.With reference to the investigation findings, the afore-mentioned offenders had planned and divided responsibilities for this purpose since the beginning of the
groups, namely: 1.1 Disclosure of information liable to causing damage to investors and capital market. This includes disseminating information or make a statement that is false or misleading in a
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
. This public-private collaboration will generate business opportunity to access the capital market and improve management quality and thus to support a role of science and technology in economic and
Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished. In this regard, the
client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the