business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities
company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
representative specifying the rights and the duties of the management company and the representative that are not contrary or opposed to the law on securities and exchange and relevant rules issued by virtue of
of a representative specifying the rights and the duties of the management company and the representative that are not contrary or opposed to the law on securities and exchange and relevant rules
the law on securities and exchange and relevant rules issued by virtue of such law and having a clause prescribing the representative to act and cooperate with the Office in order to comply with the
to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on the following
office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on
establish a branch office, the Office may prescribe conditions on the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems
able to show that any individual being its director, manager or person with power of management who is in charge of derivatives business of the applicant meets the requirements and does not have any