information as well as THL?s clarifications and evidences where the record and information disclosure of THL?s financial statements was found non-compliance with the following account standards:1.?Compensation
in exchange for cash and crediting such cash to the Freedom Card, with fees charged. Furthermore, they solicited the public to use their services through Bitazza’s Facebook account, demonstrating an
to the public as available to provide services with respect to the trading or exchange of digital assets for Exmix’s own account in the normal course of business outside the digital asset exchange. In
capital market business personnel for a period of six years and eight months, effective from 22 March 2023.*** In determining administrative sanctions, the SEC takes into account several factors
account from the delayed project Baht 56.85 million had the detailed explanation as follows:- In November 2015, the Company was hired as a contractor to install electricity transmission network with total
, Chachoengsao, Rayong and Diana Hat Yai Branch. In addition, the Company has expanded new channels especially e-commerce through owned official platforms, Facebook: FN Outlet, Line Official Account: @fnoutlet as
receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the Office of the Securities and Exchange Commission. (5) “ general liabilities
receivables of securities borrowing; (g) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position
) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 4
01-ร่างบ.ล. 8.xlsx แบบ บ.ล. 8/1 หนวย : บาท ประเภททรัพยสินของลูกคา มูลคา 1. ทรัพยสินบัญชีลูกคาซ้ือขายหนวยลงทุนแบบไมเปดเผยรายชื่อผูถือหนวยลงทุน (omnibus account) 1.1 เงินคาขายรอรับชําระ 1.1