to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3) One Coin and OFC Coin(4) Tripxchain Coin or
Bangkok, August 28, 2012 ? ?It is necessary to expand access to sources of fund for business of all sizes, especially SMEs. The capital market can offer diverse financial vehicles and one of the
fund, which will ease the government?s burdens on budget and public debts.The key provisions of the regulations on establishment and management of infrastructure fund include: (1) The fund must
, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015
therefore suspended {A} from his duty as the approved securities investment consultant for one month, effective from February 23, 2015.---------------* Clause 20(2) of the Notification of Capital Market
already been suspended by his employer for one month; the suspension imposed by the SEC shall remain five months, effective from February 26, 2015.# # # #* Clause 20(2) of the Notification of Capital Market
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market's competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market?s competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
31 investor contacts, effective from December 31, 2011, with details below: 1. Two-month suspension on {A} of Aira Securities Plc.2. One-month suspension on 12 investor contacts: {B}, {C}, {D}, of