up-to-date information. The platform caters to the demand of all parties involved in the capital market's licensing system, specifically designed in compliance with the Personal Data Protection Act
securities trading activities is a predicate offense pursuant to the Anti-money Laudering Act B.E. 2542 (1999). ___________________________________Remarks: * SEC News No
The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
Organ and Public Prosecutors Act B.E. 2553 (2010), Section 16, Section 18 and Section 23. Violators may be punishable under the Criminal Code, Section 168 or Section 169, with imprisonment not exceeding
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
commended the pilot initiative to connect the stock markets of Malaysia and Singapore which could act as a template for future connectivity amongst ASEAN stock markets.The meeting also endorsed the ACMF
Laksana and Sommart in this case is deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E.2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code which is subject to
supervisory efficiency and alignment with the supervisory guidelines under the Securities and Exchange Act B.E. 2535 (1992).The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx