The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a

Bangkok, 4 January 2018 ? The Criminal Fining Committee has imposed separate fines on four offenders for publicly offering debentures without approval.The four offenders are: (1) Marnfah Group Co

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

to be digital assets (called by many names such as coin, token or digital coin), as follows:  (1)   Every Coin(2)   Orientum Coin or ORT Coin(3)   One Coin and OFC Coin(4)   Tripxchain Coin or

Bangkok, August 28, 2012 ? ?It is necessary to expand access to sources of fund for business of all sizes, especially SMEs. The capital market can offer diverse financial vehicles and one of the

fund, which will ease the government?s burdens on budget and public debts.The key provisions of the regulations on establishment and management of infrastructure fund include:           (1) The fund must

, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015

therefore suspended {A} from his duty as the approved securities investment consultant for one month, effective from February 23, 2015.---------------* Clause 20(2) of the Notification of Capital Market

already been suspended by his employer for one month; the suspension imposed by the SEC shall remain five months, effective from February 26, 2015.# # # #* Clause 20(2) of the Notification of Capital Market

integration will also offer a one-stop trading venue for investors, and thus enhance our futures market's competitive edge in the international arena.  In this regard, the SEC has collaborated with relevant