e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 4

e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Marketing >> Approval and Standards Practice   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Registrar and Licensing   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivative Act B.E

e-service Online Submission See canceled document Derivatives Advisors >> Activities not deem to be classified as operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Marketing >> Approval and Standards Practice   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Securities Brokerage Business >> Business Conduct   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

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e-service Online Submission See canceled document Securities Brokerage Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of