substance of the original. Clause 6 The information or documents filed with the SEC Office under this Notification shall always be prepared in the same language for the subsequent filings except where it is

of provident funds for customers. “Office” means the Office of the Securities and Exchange Commission. Chapter 1 Mutual Fund Management Clause 3. In cases where the mutual fund management company

of provident funds for customers. “Office” means the Office of the Securities and Exchange Commission. Chapter 1 Mutual Fund Management Clause 3. In cases where the mutual fund management company

of provident funds for customers. “Office” means the Office of the Securities and Exchange Commission. Chapter 1 Mutual Fund Management Clause 3. In cases where the mutual fund management company

follows: (1) in cases where a securities company appoints a new person as director or manager, or in other cases than (2), the securities company shall submit to the SEC Office the following documents which

company; (5) “commercial bank” means a commercial bank under the law governing financial institution business. Clause 2 In the case where the person who is a director or executive of a trustee or an

, executive or employee of other company that undertakes the business in similar manner or competes with the business of management company except where management company demonstrates that the organizational

’ meeting relating to the consideration of the regulations applied for approval, together with supporting documents, such as regulations of foreign countries governing similar matters. In the case where the

of identical written form and one of which shall be given to clients as evidence. In cases where the service contract of securities registrar is lost or damaged and clients request the securities

to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce