Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers

of the requirement to appoint the independent directors are also provided. The regulations are expected to become effective in January 1, 2015.The draft regulation and consultation paper are available

Department 5. Ms. Oratai Nimtavorn acting Director, Investment Management Supervision and Inspection Department 6. Mrs. Namtip Synsukpermpoon acting Director, Securities Regulation Department 27. Mr. Chatchai

functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty

Training Program: “Regulation and Supervision of Crypto and Digital Asset Markets.” The seminar, organized by the International Organization of Securities Commissions (IOSCO), aimed to support key

Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs

Public hearing on the regulation governing offer for sale of ASEAN Collective Investment SchemeBangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN

Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that  the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS

Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on

company” means a company established under foreign law. “CLMV company” means a foreign company established under the law of one of the CLMV countries. “CLMV countries” means the Kingdom of Cambodia, the Lao