Microsoft Word - kor thor 68-2547 final.doc (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC
of transactions is supporting normal business transaction of the Company with fair and reasonable transactions. The Audit Committee has additional opinion as follow; 1. The Company should allocate the
-changes-as-approved-on- September-15_2015.pdf 2. IOSCO PRINCIPLES FOR AUDITOR OVERSIGHT 2002 # 8. Within a jurisdiction, auditors should be subject to oversight by a body that acts and is seen to act in the
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
assets, technology should be optimized for innovation as well as investor protection. Promoting high-quality digital asset business operators should be a priority with close collaboration between the
follows: (1) Eleven offenders are required to pay civil penalties, compensations in the amount equal to the benefits received or should have been received, reimbursements of
, 2023, which sets out common definitions relating to ESG as well as guidelines on disclosing ESG information for investment products that investment professionals should disclose to investors on a
, Audcharapron and Saksumit are required to pay civil monetary penalties, compensations in the amounts equal to the benefits received or should have been received, and reimbursements of investigative expenses
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
are essential and notably aimed at identifying specific target audience and groups in needs for dedicated financial education approaches such as micro and SMEs. Such national strategies should be based