Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Derivatives broker” means any person licensed to undertake derivatives business in the category of
. 4) B.E. 2551 (2008), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. Tor Thor. 7/2557 Re: Rules
Re: Application to offer Foreign ETF in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and
hereby notify the Securities and Exchange Commission, Thailand of our intention to offer the foreign ETF in Thailand. In this regard, I/we have completed the application form and enclosed all relevant
), and Section 67 and Paragraph 1(11) of Section 69 of the Securities and Exchange Act B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This
Thor. 8/2557, the SEC hereby informed the bank to prohibit {C} from performing the duties as a branch manager with respect to the capital market business. In addition, as {C} is prohibited from
Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of Private Fund Custodian, dated 4 April 2000, the Office of the Securities and Exchange Commission hereby issues the following
Stock Exchange of Thailand and the Warrant Registrar in due course. The Company hereby certifies that the information set out in this Information Memorandum is accurate and complete, in all respects
of Thailand and the Warrant Registrar in due course. The Company hereby certifies that the information set out in this Information Memorandum is accurate and complete, in all respects. Signed (Mr