rose more than 15 times, from 0.5 million to 8.47 million shares.The actions of the persons above are deemed SCN share price manipulation offenses under Section 244/3, in conjunction with Sections 244

approximately 5.11 million stocks to 7.43 million stocks.The offenses committed by Atthavut and Sujeera were deemed manipulation of TIGER price under Section 244/3 (1) and (2), subject to the penalties under

to 7.43 million stocks. The offenses committed by Atthavut and Sujeera were deemed manipulation of TIGER price under Section 244/3 (1) and (2), subject to the penalties under Section 296, Section 296/1

branch manager at the time, whose negligence in supervising that her subordinate strictly comply with the bank’s regulations led to opportunities for committing the misconduct. Prapai’s act was deemed a

committing misconduct. {B}’s act was deemed a failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited {B} from performing duties as branch manager in

transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as

market condition, misleading other investors that the securities were in great demand, are deemed a violation of Sections 244/3 (1) and (2) of the Securities and Exchange Act B.E. 2535 (SEA) in conjunction

benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such

?s offering of its newly issued ordinary shares to AM, an enter into the Business Assistant Agreement between the company and AM, and GJS share acquisition. As the aforesaid transactions are deemed the

.____________________________Note: The misconducts of the eight investment consultants and branch manager {I} were in violation of Clause 23(1) and were deemed prohibited characteristics of capital market personnel under Clause 31(1