. Most respondents agreed with the proposed amendments. The SEC has therefore issued two notifications of the amended regulations which contain the key provisions as follows: (1) Disclosure
to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations. The SEC has therefore
In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for
with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
the development of digital financial innovations. Most respondents agreed with the draft amendments. The SEC has therefore issued notifications* specifying the amendments with the key points as
the results of which showed that most respondents agreed with the guidelines proposed by the SEC. The revised rules have come into force since 1 January 2022. _______________________Remarks
developments of business operators while ensuring appropriate investor protection. The GEMC meeting also agreed to the holding of the Outreach Program for Sustainable Financing in Emerging Markets by the
must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient