The Securities and Exchange Commission (SEC) organized the Campaign on Campus Initiative under the theme, "The Path to a Million: Investment Portfolios in the AI Era." The campaign aimed to equip Thammasat University students with financial and investment knowledge, preparing them to become capable investors in the future.The event featured expert speakers who provided insightful lectures and inspired participants to begin their investment journeys. Key topics included “Three Keys Factors of Val...
Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly purchase a hotel located
Learning,” aimed at enhancing participants’ knowledge and experience in finance and investment. This session also provided students with guidelines for their future careers after graduation. The event took
The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund
securities and derivatives industry and the Thai capital market. Key topics included the implementation of Artificial Intelligence (AI) in securities and derivatives businesses, best practices for utilizing AI
The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and
, with a focus on fostering collaboration and driving sustainable crowdfunding for SMEs. This was the third quarterly meeting of 2024, taking place on 17 October 2024, at the SEC Building.
The SEC proposed the amendments to the regulations for the Funds investing in digital assets to ensure fair competition among business types and enhance asset allocation benefits for investors
placed trade orders in Mr. Peeranut’s account in a manner that manipulated the RPC share price, consequently misleading the public about the price or trading volume of the securities – for example, by
Pursuant to the Notification of the Office of the Securities and Exchange Commission No. Sor Bor. 28/2547 Re: Determination of Fees for Filing of Registration Statement, Registration and Other