of Investment Units dated 20 July 1992, and (2) Notification of the Office of the Securities and Exchange Commission regarding Appointment of Investment Unit Selling and Redemption Agents dated 6
period where dividend to be paid is lower than 0.25 baht per unit. In addition, to prevent any impact? from the revision, the SEC will allow asset management company to prepare the operating system and
of the board of directors and the responsibilities of the senior management, (2) the fund product governance, (3) the criteria for selection of intermediaries/unit distributors and product
offered to the public but must be listed on the Stock Exchange of Thailand. For infrastructure trust with exceeding 30% of its investment in infrastructure project under construction, the unit trust will be
unit holds shares or directorship in the issuer or the sponsor without holding any management position in FA or directly involving in the team responsible for preparation of the said issuer?s securities
and unit prices of inventories, allowance for decline in value of inventories, and impairment of assets. The auditor was unable to use other means to obtain sufficient appropriate audit evidence on the
guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past
management companies must not charge the funds an advertisement fee, except that the advertisement is evenly beneficial to the funds and all unit holders. Also, the companies must not charge the funds for the
Management Business.” 4.1 Net profit and Total Comprehensive Income for Q4/2019 and year ended December, 31 2019 Consolidated Unit: Baht million 2019 2018 Change (% yoy) Q4-19 Change (%qoq) Change (% yoy
, decreased of 8.8% with Capital Market business’s comprehensive income at Baht 808 million. Summary of operating performance Unit : Baht million 3Q20 2Q20 % QoQ 3Q19 % YoY 9M20 9M19 % YoY Net Interest income