)  Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company

Education Department (SEC), delivering an introductory session on personal finance. Approximately 80 deaf participants attended the seminar, with communication facilitated by sign language interpreters. The

persons to sign on securities trading orders or other documents for themselves to prevent possible damage.  ____________________________  * Pursuant to Clause 23(1) and the

funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings

form of cash or short-term securities (Cash Company). In case of posting the Trading Halt (H) and Trading Suspension (SP) sign, trading activities are suspended when an event occurs and impacts decision

transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval authority, and check and balance, in the

processing and confirming the redemption orders in violation of the tax terms;             (2) In the case of {B}, she was found to sign the redemption orders without double-checking the correctness of

tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to

trading decisions on the client's behalf from June 2009 until April 2011.  Furthermore, she asked the client to sign the application of the securities transfer despite the amount of the client's securities

of derivatives exchange to be in consistent with cost in connection with supervision on such business borne by the SEC Office.