under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as amended by the Securities and Exchange Act No. 5 B.E. 2559 (2016). Kongpat’s purchase of NOBLE shares
Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 6) B.E. 2562 (2019), with the primary objective of promoting the capital market development in four areas, including: 1
) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the
committed offenses under Section 283 as well as Paragraph 3 and Paragraph 4 of Section 285bis of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E
been amended to be more in line with the needs and risk characteristics; (4) Distributed Ledger Technology (DLT): To develop a digital infrastructure based on DLT concept for securities offering
, which is deemed a predicate offense under the amended Anti-money Laundering Act B.E. 2542 (1999). In any case, filing a criminal complaint commences the criminal justice administration process whereby
under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, as amended by the Notification of
Section 57 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016), and thus liable to the imposition of civil sanctions under Paragraph 2
fundraisers. Currently, there are several companies interested in applying for an approval to operate a debt funding portal business. In addition, the SEC has amended the overall crowdfunding requirements
Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on