unfair or might cause damage to shareholders. The SEC, therefore, proposed revision of rules on private placement of newly issued shares in the following issues: 1) consideration on private placement
Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting
Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
Bangkok, January 7, 2016 ? The SEC is seeking public comments on a proposal for amending rules on real estate investment trust (REIT) to allow money lending to REIT subsidiaries. The proposal aims to
Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions to the rules concerning definition of investors and investment of mutual funds in line with international standards
Bangkok, January 22, 2013 ? Following the SEC?s request for a clarification of news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, where the financial
Bangkok, February 6, 2012 - The SEC is seeking public comments on draft regulations on Real Estate Investment Trust (REIT), which would allow companies with expertise in real estate investment and