companies. Interested persons may watch the recorded webinar session the SEC’s Facebook page, on https://www.facebook.com/sec.or.th/, and its YouTube channel, “ThaiSEC,” on https://www.youtube.com

recorded webinar session the SEC’s Facebook page, on https://www.facebook.com/sec.or.th/, and its YouTube channel, “ThaiSEC,” on https://www.youtube.com/ThaiSEC._____________________________

{G}, they failed to record some of client trading orders correctly and completely.  In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if

, was not significantly different from its book value. In fact, B671 million of the land?s appraisal value plus the land filling payment was materially lower than its book value recorded at B946 million

Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC revealed her inappropriate behavior and recorded such demerits for

. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s

and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system

Service: the end-to-end service to provide advice to companies and listed companies regarding fund-raising and regulatory compliance. Currently, they are required to contact two organizations when they want

first 2014 semi-annual meeting with top executives of Thai and foreign commercial banks that the commercial banks have played a remarkable role in Thai capital market development as they provide access to