accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for

management, (2) no restriction on type of investment property is imposed while investment overseas is allowed. In addition, up to 10% of total property can be invested in project under construction and (3

. Period of suspension or postponement may be extended or additional conditions may be applied as the case may be.  (4) Pooled fund will be allowed to record certain categories of its revenues using

by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.  Such market manipulation was in violation

and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of

allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s

preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary's act allowed {A} to use

take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for

trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the

share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not