presentations from the two winning teams of the Capital Market Datathon. The winning projects utilized SEC Open Data to create innovative ideas, which have since been developed into actual projects. Ms
เลขาธิการ ก.ล.ต. กล่าวปาฐกถาเปิดงาน ภายในงาน นางสาวจอมขวัญ คงสกุล รองเลขาธิการ ก.ล.ต. ได้ร่วมเสวนาในหัวข้อ “Enabling Factors: Introducing Innovative Financial Structures, Ecosystem, and Incentives to
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
to make use of PE. Apart from business growth, innovative and high-technology businesses will certainly strengthen the country ' s competitiveness,? said SEC Chief Vorapol.----------------------------------
ใจ/การมีระบบ ควบคุมภายในส าหรับธุรกิจใหม่ (internal process) และควรก าหนดเป็นประเภทของหลกัทรัพยท่ี์ อนุญาตมากกวา่ก าหนดเป็นรายหลกัทรัพย ์ (2) บริษทัหลกัทรัพยส์ามารถท าหนา้ท่ีเป็นผูจ้ดัจ าหน่ายหล
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
the process of establishing a working group consisting of related agencies for integrated enforcement actions, including legal actions on the offenses of share price manipulation against which the SEC
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures