undertaking of such legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has
/ visualized presentation (ก) ขอให้ส ำนักงำนจัดท ำ VDO clip มำตรฐำน (ข) ขอให้พิจำรณำด ำเนินกำรเป็นลักษณะของเอกสำร checklist เพื่อตรวจสอบควำมเข้ำใจ ของลูกค้ำ รวมถึงให้ลูกค้ำยืนยัน (มี presentation แนบให้ลูกค้ำ
. ** การอบรมครั้งนี้เป็นการต่อยอดจากงานสัมมนาออนไลน์ ในหัวข้อ “Guidelines for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports” ที่ ก.ล.ต. จัดร่วมกับ CFA Institute และสมาคม
venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of
Papers Forum every month to provide a venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the
compliance with law establishing such legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has
legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has qualifications and does not have
Services, the subsidiary (AIPT) were received from the Company who was only customer to AIPT, therefore such transaction will not show in Revenue. Revenue from Ice Cube Factory to total revenue for the 3rd