since inception if the fund has been established less than five years) through a column graph format shall be displayed in comparison with benchmarks. The methodology used for performance presentation

if the fund has been established less than five years) through a column graph format shall be displayed in comparison with benchmarks. The methodology used for performance presentation shall be in

shall be displayed in comparison with: (1) benchmarks; and (2) peer group average. The methodology used for performance presentation shall be in accordance with the requirements stipulated in the

instruction by the official agency or the competent authority under law, in the country or in a foreign country, to improve the work system relating to accepting deposits of the assets of the customers or any

company shall not engage in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the

in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the client or client’s

to prevent recurrence of such unlawful act; (g) level of the wrongdoer’s cooperation with the SEC Office, which in case where the wrongdoer is a legal entity, shall include the clear instruction of

เกิดความชัดเจนในทาง ปฏิบัติ เช่น roadshow presentation บทวิเคราะห์หลักทรัพย์ โฆษณาที่เกี่ยวกับการเสนอขายหุ้นผ่านสื่อต่าง ๆ เป็นต้น 6. หลักในการให้เผยแพร่ข้อมูลเกี่ยวกับการเสนอขายหุ้น ต่างประเทศในส่วนที่

payment information of intermediary for money transfering between customers and intermediary ; (3) sending transfer instruction to banks as an agent for intermediary . “ fund ” means mutual fund, private

payment information of intermediary for money transfering between customers and intermediary; (3) sending transfer instruction to banks as an agent for intermediary. “fund” means mutual fund, private fund