SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the

6, 2017, under the approval of the Company’s Audit Committee’s Meeting No.7/2017 held on November 10, 2017, has passed the resolution to approve financial support from Link Capital I (Mauritius

on November 6, 2017, under the approval of the Company’s Audit Committee’s Meeting No.7/2017 held on November 10, 2017, has passed the resolution to approve financia l support from Link Capital I

in filing for extension of approval, the SEC Office hereby issues the following order: Clause 1. In this Notification: “personnel in capital market business” means the following: (1) fund manager; (2

 Bangkok, March 7, 2014 ? The SEC exchanged Letters for Cooperation with Financial Services Agency (FSA), Japan, to expand business opportunity between two capital markets. In this regard, the SEC

relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized

not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct

Transactions in the Capital Market B.E. 2550 (No.2) dated 21 February, 2011. 7 Clause 16. An order imposing administrative order shall contain supporting reasons, providing that the reasons shall at least

5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

downloadable on the Legal Execution Department website:  https://www.led.go.th/form/form.aspCurrently, ACAP has seven tranches of outstanding bonds with details as follows:    1. Debentures of Asia Capital