e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorChor. 9

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board   6/2557 (Synopsis

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   30/2543    24

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor. 38

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  TorThor. 25/2556

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   33/2543

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   31/2543    24

e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Marketing >> Approval and Standards Practice   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Registrar and Licensing   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivative Act B.E