. “securities company” means an entity granted a license to undertake securities business in the category of securities brokerage. “Notification on Standard Conduct of Business” means the Notification of the

Bank Public Company Limited (the “Bank”) held on 11 December 2019 which approved an entering into a Conditional Share Purchase agreement (“CSPA”) among the Bank, Standard Chartered Bank (“Standard

addition, the fund standard deviation and benchmark standard deviation shall also be shown from the date of reporting the past performance for at least the past three months, six months, one year, three

) Benchmarks: YTD 3 months 6 months 1 year Fund This HK Covered Fund is authorised and under the supervision of the Securities and Futures Commission of Hong Kong. Benchmarks Fund standard deviation Benchmark

supervision of [name of Home Regulator]. Benchmarks Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not

, the fund standard deviation and benchmark standard deviation shall also be shown from the date of reporting the past performance for at least the past three months, six months, one year, three years

Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013

Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6

its fund management business.  Return on financial instruments decreased by Baht 381.05 million mainly from loss on reclassification of investment of one listed security amounting to Baht 123.12

of 2.09 percent on a year-on-year basis. - The firm booked a deferred tax adjustment at 8.49 million baht at one subsidiary; hence, the tax expenses declined. For the nine-month operating period ending