neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
person who obtained license under the first paragraph shall return the certificate of previous license to and obtain a new certificate of license under this Notification from the SEC Office. In this regard
precious metal derivatives. A person who obtained license under the first paragraph shall return the certificate of previous license to and obtain a new certificate of license under this Notification from
) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. SorThor/Khor/Nor. 53/2553 (2010) Re. Forms for Financial Statements of
leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC
the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and
management has caused the auditor to be unable to perform any audit to obtain sufficient evidences related to the company?s transactions. Within June 1, 2012, the company is required to submit to the SEC and