ด4 UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Securities and

. Notification of the Securities and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor

August 2023, with which most of the respondents had expressed their views in agreement. As such, the SEC has issued a notification prescribing the requirements for information disclosure and risk

the development of digital financial innovations. Most respondents agreed with the draft amendments. The SEC has therefore issued notifications* specifying the amendments with the key points as

-2741-5700-5/Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 015/62 April 9, 2019 Subject : Notification for Resolution of Board of Director's Meeting No. 3/2019 regarding the Acquisition and

operators. The SEC conducted a public hearing on the proposed principles and relevant draft regulations during 9 October – 7 November 2023. Most respondents supported the proposal for amending the advertising

first 40 most allocated recipients of IPO shares, the number of allocated shares and the proportion of the allocations made compared to the total offering and the sources of the allocations. 2. The 81-1

objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most

regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing

amendments do not apply to property funds and infrastructure funds.SEC is therefore seeking public comments on 13 draft notification amendments following a public hearing on the concept released at the