least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear scope of work
prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
least one day in advance). Business hours: Mondays - Fridays (except public holidays) from 08:30 - 15:00 hours. (lunch break) (1) Business days from Mondays to Fridays except holidays specified by the SEC
: Name/Position (at least CEO or equivalent): ____________________________________ Email address: ___________________________________________________________ Tel No.: _____________________________ Fax No
person at the CIS Operator: Name/Position (at least CEO or equivalent): ____________________________________ Email address: ___________________________________________________________ Tel No
be deposited by clients as the (Unofficial Translation) Page 2 of 2 margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the
minimum rate or value prescribed by the derivatives exchange or the value calculated under the method of margins calculation prescribed by the derivatives exchange. Clause 4. In acting as a derivative agent
be deposited by clients as the margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the derivatives exchange or the value calculated
required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8251 SEC